General Exchange Act

Results: 639



#Item
531Presidency of Lyndon B. Johnson / Medicine / Healthcare in Canada / Health insurance / Patient Protection and Affordable Care Act / Medicare / Medicaid / Managed care / Medical prescription / Health / Healthcare reform in the United States / Federal assistance in the United States

No. 79. An act relating to health insurance, Medicaid, the Vermont Health Benefit Exchange, and the Green Mountain Care Board. (H.107) It is hereby enacted by the General Assembly of the State of Vermont: * * * Health In

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Source URL: www.leg.state.vt.us

Language: English - Date: 2013-06-13 15:01:01
532United States Securities and Exchange Commission / Stock market / United States securities law / Financial services / Regulation D / Securities Act / Private placement / Securities offering / Accredited investor / Financial economics / Finance / Investment

Are you an informed investor? Private Placements In 2012 , Congress passed the JOBS Act, which directed the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general solicitatio

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Source URL: maine.gov

Language: English - Date: 2014-01-21 11:08:43
533Securities / Financial system / Canadian Investment Manager / Professional certification in finance / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Securities Act / Exempt market dealer / Financial economics / Business / United States Securities and Exchange Commission

Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

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Source URL: www.iiroc.ca

Language: English - Date: 2014-06-02 14:11:03
534Financial regulation / United States federal banking legislation / United States securities law / Government / USA PATRIOT Act /  Title III /  Subtitle B / Gary J. Aguirre / Corporate crime / U.S. Securities and Exchange Commission / Public records

May 12, 2005 Advice to Attorney General Regarding Disclosure of Records Obtained from Securities and Exchange Commission May 12, 2005 Gregory F. Zoeller Chief Deputy Attorney General

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Source URL: www.in.gov

Language: English - Date: 2014-05-16 16:25:05
535United States Securities and Exchange Commission / Business / Securities / Financial system / Canadian securities regulation / Investment Industry Regulatory Organization of Canada / Universal Market Integrity Rules / Securities Act / Exempt market dealer / Financial economics / Canadian Investment Manager / Professional certification in finance

Administrative General Please distribute internally to: Institutional Legal and Compliance

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Source URL: www.iiroc.ca

Language: English - Date: 2013-12-09 15:41:04
536Financial regulation / Law / Financial system / Securities Exchange Act / Financial Industry Regulatory Authority / Private Securities Litigation Reform Act / Securities Act / State court / Registered Investment Advisor / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Other Litigation and Legal Activity The Office of General Counsel provides legal services to the Commission concerning its law enforcement, regulatory, legislative, and adjudicatory activities. The office represents the

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Source URL: www.sec.gov

Language: English - Date: 2000-09-08 09:48:20
537United States Securities and Exchange Commission / Financial system / Financial economics / Stock market / Insider trading / Private Securities Litigation Reform Act / Securities Exchange Act / Securities Act / Investment Company Act / United States securities law / Financial regulation / 73rd United States Congress

Other Litigation and Legal Activity The Office of General Counsel provides legal services to the Commission concerning its law enforcement, regulatory, legislative, and adjudicatory activities. The office represents the

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Source URL: www.sec.gov

Language: English - Date: 2001-08-13 15:08:05
538Institutional investors / 111th United States Congress / Patient Protection and Affordable Care Act / Presidency of Barack Obama / Aetna / Insurance / UnitedHealth Group / Financial services / Economics / Health maintenance organizations / Financial economics / Financial institutions

California Health Benefit Exchange SHOP Agent and General Agent Strategy Board Recommendation Brief Small Employer Health Options Program (SHOP) Agent and General

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Source URL: hbex.coveredca.com

Language: English - Date: 2014-06-09 14:29:04
539Inspector General / Government / Office of Thrift Supervision / CFPB / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Public administration / Corporate crime / Financial regulation / United States Consumer Financial Protection Bureau

Office of Inspector General, Semiannual Report to Congress, April 1, [removed]September 30, 2012

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Source URL: oig.federalreserve.gov

Language: English - Date: 2014-04-22 16:47:41
540Corporate crime / Business / 73rd United States Congress / Economy of the United States / Financial regulation / Securities Exchange Act / Securities Act / Form S-3 / MCI Inc. / SEC filings / United States Securities and Exchange Commission / United States securities law

Re: S7[removed]Dear Commissioners: Please accept this comment letter on the recent Securities Ratings proposal. I have one general comment on the rule proposals and some more general comments regarding the use of Forms S-1

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Source URL: www.sec.gov

Language: English - Date: 2011-03-10 12:21:35
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